Disclosures
Disclosures
- Legal Disclosures
www.ptcapgroup.com is a website owned by Pathtide Capital Group Inc (PTCG).
PTCG is a funding portal (CRD 323141) that is registered with the SEC and is a member of FINRA. PTCG portal operates sections of Ptcapgroup.com where certain Regulation Crowdfunding offerings are available. For Reg CF Investments, PTCG portal may charge the issuers up to a 7.0% fee on the amount raised.
Anyone with financial stake in the company raising capital on PTCG, such as a promoter, employee, or founder, must disclose their relationship when communicating with other investors.
Investors should carefully read our educational materials on Regulation CF Investments. Our Educational materials are updates at will
By using ptcapgroup.com, you accept our Terms of Use and Privacy Policy. If Investing, you accept our Investor Agreement. You may also view our Privacy Policy.
- Investment Risk Disclosures
All investments involve risks, including possible loss of capital.
Investors should individually verify any issuers information as it relates to the offering before making any investment commitment.
Investors should be aware that investments in early-stage start-up are risky and may result in total loss in your investment. As such an investor should only invest up to the amount that he can afford to loose.
An investor must acknowledge before making an investment commitment to any start-up that;
- Has reviewed and understand the educational materials
- Understands that the entire amount of his or her investment may be lost and is in a financial condition to bear the loss
- Regulatory Disclosures – Investors
Completion of offerings, cancellations and reconfirmations.
If an investor does not cancel an investment commitment before the 48-hour period prior to the offering deadline, the funds will be released to the issuer upon closing of the offering and the investor will receive securities in exchange for his or her investment.
A statement that if an investor does not reconfirm his or her investment commitment after a material change is made to the offering, the investor's investment commitment will be cancelled and the committed funds will be returned;
- Electronic Communications
PTCG will notify investors when the target offering amount has been met.
An issuer provide notice to investor on new offering deadline at least five business days prior to the new offering deadline in case the issuer reaches the target offering prior to the original set deadline.
- Regulatory Disclosures - Issuers
The target offering amount and the deadline to reach the target offering amount, including a statement that if the sum of the investment commitments does not equal or exceed the target offering amount at the offering deadline, no securities will be sold in the offering, investment commitments will be cancelled and committed funds will be returned.
If an issuer reaches the target offering amount prior to the deadline identified in its offering materials, it may close the offering early if it provides notice about the new offering deadline at least five business days prior to such new offering deadline (absent a material change that would require an extension of the offering and reconfirmation of the investment commitment); and
The price to the public of the securities or the method for determining the price, provided that, prior to any sale of securities, each investor shall be provided in writing the final price and all required disclosures.
This site (www.ptcapgroup.com) is owned and maintained by Pathtide Capital Group Inc (PTCG), which is a registered Funding Portal with the US Securities and Exchange Commission (SEC) and a member Financial Industry Regulatory Authority (FINRA). All funding portal activities are conducted on the site of Pathtide Capital Group Inc (PTCG) and is located at 1424 Tahitian Sunrise, Plantcity, Florida, 33565.
Pathtide Capital Group Inc (PTCG). does not give any form of investment advice, endorsement, analysis, or recommendations with respect to any securities. All securities listed here are being offered by, and all information included on this Site is the responsibility of, the applicable issuer of such securities. The intermediary facilitating the offering will be identified in such offering’s documentation.
Pathtide Capital Group Inc (PTCG) does not provide any investment recommendations and no communication, through this Site or in any other medium should be construed as a recommendation for any security offered on or off this investment platform. Investment opportunities posted on this Site are private placements of securities that are not publicly traded, involve a high degree of risk, may lose value, are subject to holding period requirements and are intended for investors who do not need a liquid investment. Past performance is not indicative of future results. Investors must be able to afford the loss of their entire investment.
Pathtide Capital Group Inc (PTCG) officers, directors, agents and employees does not makes any warranty, express or implied, of any kind whatsoever related to the adequacy, accuracy or completeness of any information on this Site or the use of information on this site. Offers to sell securities can only be made through official offering documents that contain important information about the investment and the issuers, including risks. Investors should carefully read the offering documents. Investors should conduct their own due diligence and are encouraged to consult with their tax, legal and financial advisors.
By browsing and trying to access PTCG Services on the Site and any pages thereof, you agree to be bound by the Terms of Use and Privacy Policy. Please also review the Disclosures.
All issuers offering securities under regulation crowdfunding as hosted by Pathtide Capital Group Inc (PTCG) are published on the front Page. The inclusion or exclusion of an issuer on the Platform Page and/or
Pathtide’s Homepage, which includes offerings conducted under regulation crowdfunding registration, is not based upon any endorsement or recommendation.
Investors should understand the risk associated with Investing in early-stage start-up, as such should only invest an amount that they can lose. Further Investors should review the offering information of the issuer before making any investment.
Further Investment opportunities published and accessible through the site include Regulation Crowdfunding offerings (JOBS Act Title III), which are offered to non-accredited and accredited investors alike. These offerings are made through Pathtide Capital Group Inc (PTCG) Some of these offerings are open to the general public
Fee and Compensation Disclosures
Promotional Fees
Disclosure of Promotional Fees Required for Offerings Conducted on the Site (SEC Regulation Crowdfunding Rule 227.205
With respect to the provision and guideline on the promoter's compensation as detailed in the paragraph below, all prospective investor seeking to invest in early-stage start-up through the PTCG website should be aware that;
"An issuer, or person acting on behalf of the issuer, shall be permitted to compensate or commit to compensate, directly or indirectly, any person to promote the issuer's offerings made in reliance on section 4(a)(6) of the Securities Act (15 U.S.C. 77d(a)(6)) through communication channels provided by an intermediary on the intermediary's platform, but only if the issuer or person acting on behalf of the issuer, takes reasonable steps to ensure that the person promoting the offering clearly discloses the receipt, past or prospective, of such compensation with any such communication.
Other than as set forth above an issuer or person acting on behalf of the issuer shall not compensate or commit to compensate, directly or indirectly, any person to promote the issuer's offerings made in reliance on section 4(a)(6) of the Securities Act (15 U.S.C. 77d(a)(6)), unless such promotion is limited to notices permitted by, and in compliance with the Advertising rules, § 227.204.
Further, the guideline (Section 4(a)) states that an intermediary, in this case, PTCG shall not compensate promoters, finders, or lead generators for providing the broker or funding portal with the personal identifying information of any potential investor.
- Fees & Charges
Platform Fees for Offerings and Sales of Securities through the Site (SEC Regulation Crowdfunding Rule 302(d))
PTCG reserves the right to charge for the use of the platform and specific services offered on the site and the fess charged will be at the discretion of PTCG to change. Prior to making any payment, you will be presented with the fees quote to review and accept the fees that you will be charged.
The site will charge issuer between 5% - 7% commission of the amount raised in the offering and paid upon disbursement of the fund raised to the escrow account at the time of closing.
The commission may be paid in cash through different payment method available on the site (Debit/Credit Card, ACH & Wire) and/or the securities as a form of financial interest in an issuer that is offering or selling securities in reliance on Section 4(6) through PTCG site, provided that;
(1) PTCG receives the securities from the issuer as a compensation for the services provided for the benefit of the issuer in connection with the securities being offered or sold the PTCG platform.
(2) The securities received is of the same class and having the same terms, conditions and rights as the securities being offered or sold in reliance on Section 4(a)(6) through PTCG platform
The site may charge investors between 4% - 7% commission of the amount invested, and such charges will be posted when the trade settlement cycle is completed in the escrow account. The trade settlement on any amount invested will only begin when the investor has read, acknowledged, and signed the Subscription Agreement form.
Other fees may also be charged depending on the service offered on the platform that is subscribed for by the user. Such fees will be disclosed on the site accordingly.
Fees & Charges Disclaimer
The sites reserve right and has the discretion to adjust its policy regarding fees & charges at will and changes to such fees will only take effect upon providing users of our site with notice of the changes disclosed on the site and/or via electronic communications.
All the fees charged will be paid through the site with approved payment method in US dollars and those fees are non-refundable unless the site through its discretion deems it appropriate to do a refund.
The PTCG Site does not offer any investment advice or endorse any offering on the raising of capital through the offer and sale of securities. The Site does not recommend or otherwise suggest that any investor make an investment in a particular investment opportunity posted to the Site.
Electronic Consent Delivery Disclosures
- I acknowledge the electronic delivery of investors agreement and any documents as related to my investment
- I understand that I have to acknowledge and sign the subscription agreement before my investment will be processed
- I understand & agree that processing my investment will include fees for using the platform & charges associated with the use of my payment method
- I understand that I have read and acknowledged the educational materials and risk disclosures
- I understand that early-stage start-ups are risky and I should only invest the amount that I can afford to loss
- I understand that PTCG is not in the position to offer any form of Investment Advice and/or Investment Recommendation
- I understand that my investment can't be resold for 12months and there are conditions for resale